Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevinh? Claim Your ProfileKevinh Nguyen is a financial professional with over 10 years of experience in the financial services industry. Kevinh Nguyen is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Kevinh Nguyen holds the Series 7, Series 24, Series 63, SIE, and Series 99TO licenses. Kevinh Nguyen is registered to conduct business in Texas. Prior to joining his current firms, Kevinh Nguyen was with 1ST GLOBAL CAPITAL CORP. and TD AMERITRADE CLEARING, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
06/20/2017 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
08/20/2012 - 08/26/2016
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
BC
Issued 09/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevinh Nguyen is the right advisor for you? Invested Better is here to help.
