Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Yu

Mufg Securities Americas Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Yu

Kevin Yu is a registered representative with mufg Securities Americas Inc. in San Francisco, CA. Kevin has been in the industry since July 2021 and has passed the Series 7TO, Series 63, and SIE exams. Kevin is currently registered in California and New York.

Firm Information

Kevin Yu is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Yu’s Registration & Firm History

CA

07/12/2021 - Present

Mufg Securities Americas Inc. (SAN FRANCISCO CA)

Not sure if Kevin Yu is right for you?

Licenses & Designations

BC

Issued 07/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Yu.
Not sure if Kevin Yu is right for you?