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Kevin Young

Ceros Financial Services, Inc.

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About Kevin Young

Kevin Young is a financial professional with over 20 years of experience in the financial services industry. Kevin is currently registered with Ceros Financial Services, Inc. in New York. Prior to joining Ceros, Kevin has held positions at National Securities Corporation, E.J. Sterling, LLC and NSM Securities, Inc.. Kevin holds a Series 7, Series 24, Series 4, Series 52, Series 53, Series 63, and Series 99TO licenses. Kevin is also registered with the states of Massachusetts, New Jersey, New York, and Texas.

Firm Information

Kevin Young is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Young’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

06/06/2016 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

01/17/2014 - 02/17/2016

E.J. STERLING, LLC (NEW YORK NY)

NY

07/31/2012 - 01/17/2014

NSM SECURITIES, INC. (NEW YORK NY)

NY

08/13/2003 - 07/17/2012

MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/06/2006

Series 4 - Registered Options Principal Examination

BC

Issued 05/08/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Young.
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