Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Yoshimi Asano is a registered investment advisor with Cetera Investment Advisers LLC. Kevin has been in the financial services industry since 2001. Kevin has also worked with First Allied Securities, Inc. and Linsco/Private Ledger Corp. Kevin has a wide range of experience in financial services, including fixed insurance, portfolio management, and financial planning. Kevin is passionate about helping clients achieve their financial goals. Kevin holds the Series 6, 7, 9, 10, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
11/12/2020 - Present
Cetera Investment Advisers LLC (HONOLULU HI)
HI
12/03/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HONOLULU HI)
HI
09/14/2001 - 12/11/2007
LINSCO/PRIVATE LEDGER CORP. (HONOLULU HI)
IA
Issued 7/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/5/2008
Series 7 - General Securities Representative Examination
BC
Issued 9/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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