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Kevin Xavier Reynolds

XMS Capital Partners, LLC

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About Kevin Xavier Reynolds

Kevin Xavier Reynolds is a financial advisor with over 29 years of experience in the industry. Kevin has a strong background in investment banking and operations. Kevin holds multiple licenses, including Series 7, 24, 63, 79TO, 99TO, and SIE. Currently, Kevin is registered with XMS Capital Partners, LLC in Illinois and New York. Previously, Kevin worked at B. Riley Securities, Inc., ALDWYCH SECURITIES LLC, CANTOR FITZGERALD & CO., COWEN AND COMPANY, GLEACHER & COMPANY SECURITIES, INC., UBS SECURITIES LLC, BCP INC., BT SECURITIES CORPORATION, CITICORP SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, SALOMON BROTHERS INC., and BEAR, STEARNS & CO. INC.

Firm Information

Kevin Reynolds is currently registered with XMS Capital Partners, LLC. XMS Capital Partners, LLC is a Limited Liability Company formed on September 22, 2006. The firm is registered in Illinois, Louisiana, Massachusetts, New York, Virginia, and Wisconsin. XMS Capital Partners, LLC is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Reynolds’s Registration & Firm History

IL

01/30/2023 - Present

XMS Capital Partners, LLC (CHICAGO IL)

CT

04/25/2022 - 09/27/2022

B. RILEY SECURITIES, INC. (Stamford CT)

CT

11/16/2020 - 04/25/2022

ALDWYCH SECURITIES LLC (STAMFORD CT)

NY

08/03/2015 - 12/12/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

07/20/2010 - 07/09/2015

COWEN AND COMPANY (NEW YORK NY)

NY

04/15/2009 - 06/24/2010

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

04/02/1996 - 11/17/2008

UBS SECURITIES LLC (NEW YORK NY)

CT

03/13/1996 - 03/27/1996

BCP INC. (GREENWICH CT)

MD

11/22/1994 - 12/07/1995

BT SECURITIES CORPORATION (BALTIMORE MD)

NY

09/09/1993 - 06/22/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

10/11/1992 - 12/22/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/16/1987 - 05/23/1989

SALOMON BROTHERS INC. (NEW YORK NY)

NA

02/19/1986 - 04/06/1987

BEAR, STEARNS & CO. INC.

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Licenses & Designations

BC

Issued 04/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Xavier Reynolds.
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