Unclaimed
Kevin Xavier Reynolds is a financial advisor with over 29 years of experience in the industry. Kevin has a strong background in investment banking and operations. Kevin holds multiple licenses, including Series 7, 24, 63, 79TO, 99TO, and SIE. Currently, Kevin is registered with XMS Capital Partners, LLC in Illinois and New York. Previously, Kevin worked at B. Riley Securities, Inc., ALDWYCH SECURITIES LLC, CANTOR FITZGERALD & CO., COWEN AND COMPANY, GLEACHER & COMPANY SECURITIES, INC., UBS SECURITIES LLC, BCP INC., BT SECURITIES CORPORATION, CITICORP SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, SALOMON BROTHERS INC., and BEAR, STEARNS & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/30/2023 - Present
XMS Capital Partners, LLC (CHICAGO IL)
CT
04/25/2022 - 09/27/2022
B. RILEY SECURITIES, INC. (Stamford CT)
CT
11/16/2020 - 04/25/2022
ALDWYCH SECURITIES LLC (STAMFORD CT)
NY
08/03/2015 - 12/12/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/20/2010 - 07/09/2015
COWEN AND COMPANY (NEW YORK NY)
NY
04/15/2009 - 06/24/2010
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
04/02/1996 - 11/17/2008
UBS SECURITIES LLC (NEW YORK NY)
CT
03/13/1996 - 03/27/1996
BCP INC. (GREENWICH CT)
MD
11/22/1994 - 12/07/1995
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
09/09/1993 - 06/22/1994
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
10/11/1992 - 12/22/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/16/1987 - 05/23/1989
SALOMON BROTHERS INC. (NEW YORK NY)
NA
02/19/1986 - 04/06/1987
BEAR, STEARNS & CO. INC.
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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