Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Bannister is an investment advisor representative with over 27 years of experience in the financial services industry. Kevin is currently registered with Raymond James & Associates, Inc., a leading financial services firm, and is licensed to provide financial advice in numerous states. Kevin has a diverse background in financial services, having previously worked with UBS Financial Services Inc., Piper Jaffray & Co., and RBC Capital Markets, LLC. Kevin's extensive experience, coupled with his dedication to providing personalized financial solutions, makes him a valuable resource for individuals and families seeking guidance on their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/16/2019 - Present
Raymond James & Associates, Inc. (Clive IA)
IA
08/13/2009 - 09/20/2019
RBC CAPITAL MARKETS, LLC (CLIVE IA)
IA
08/12/2006 - 08/26/2009
UBS FINANCIAL SERVICES INC. (WEST DES MOINES IA)
IA
01/15/1999 - 08/12/2006
PIPER JAFFRAY & CO. (WEST DES MOINES IA)
KS
04/12/1996 - 02/04/1999
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
BOTH
Issued 03/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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