Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Wong

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Wong

Kevin Wong is a financial professional registered with Nylife Securities LLC and is licensed to conduct business in Massachusetts and New York. Kevin has passed the Series 63, Series 6TO, and SIE exams. Kevin is currently employed by Nylife Securities LLC.

Firm Information

Kevin Wong is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Wong’s Registration & Firm History

NY

04/22/2024 - Present

Nylife Securities LLC (NEW YORK NY)

Not sure if Kevin Wong is right for you?

Licenses & Designations

BC

Issued 05/02/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/03/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Wong.
Not sure if Kevin Wong is right for you?