Unclaimed
Kevin William Zippler is a securities professional with over 25 years of experience in the financial services industry. Kevin is currently registered with Tradition Securities AND Derivatives LLC in New York, NY. Kevin previously worked at STANDARD CREDIT SECURITIES INC. and Tradition Asiel Securities Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/03/2012 - 10/01/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
01/02/2014 - 09/29/2014
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
08/18/1995 - 05/01/2012
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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