Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin William Waldron

BGC Financial, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin William Waldron

Kevin Waldron is a securities professional with over 25 years of experience. Kevin is currently registered with BGC Financial, LP and has been active in the industry since 1997. Kevin is licensed in Connecticut and New York. Kevin has a strong background in government securities, and is also licensed to sell securities in other states. Kevin is committed to providing clients with the highest level of service and expertise.

Firm Information

Kevin Waldron is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Waldron’s Registration & Firm History

CT

12/06/2001 - Present

BGC Financial, LP (DARIEN CT)

NJ

05/09/1997 - 12/10/2001

PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)

Not sure if Kevin William Waldron is right for you?

Licenses & Designations

BC

Issued 04/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1998

Series 72 - Government Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin William Waldron.
Not sure if Kevin William Waldron is right for you?