Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Schaefer is a financial advisor with over 30 years of experience in the industry. Kevin is currently registered with Allstate Financial Services, LLC in New York. Kevin holds a Series 7, 3, 63, 24, 9, 10, 4, 51, and SIE license and has passed the Uniform Investment Adviser Law Examination. Prior to joining Allstate Financial Services, LLC, Kevin has held positions at various firms including Chase Investment Services Corp., BNY Investment Center Inc., Quick & Reilly, Inc., FIS Securities, Inc., Fleet Enterprises, Inc., Euro-Atlantic Securities Inc., Jonathan Alan & Co., Inc., Allied Capital Group, Inc., U.S. Advisors, Inc., Investors Center, Inc., PaineWebber Incorporated, Shearson Lehman Brothers Inc., and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/02/2007 - Present
Allstate Financial Services, LLC (Bronx NY)
NJ
10/04/2006 - 11/15/2006
CHASE INVESTMENT SERVICES CORP. (MADISON NJ)
CT
03/25/2003 - 10/04/2006
BNY INVESTMENT CENTER INC. (GREENWICH CT)
NY
08/07/2000 - 03/11/2003
QUICK & REILLY, INC. (NEW YORK NY)
MA
11/24/1998 - 11/15/2000
FIS SECURITIES, INC. (BOSTON MA)
NY
10/29/1993 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
FL
08/27/1993 - 10/02/1993
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
NA
06/29/1989 - 08/31/1989
JONATHAN ALAN & CO., INC.
NA
04/13/1989 - 06/23/1989
ALLIED CAPITAL GROUP, INC.
NA
03/06/1989 - 03/28/1989
U.S. ADVISORS, INC.
NA
03/08/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
06/12/1986 - 03/15/1988
PAINEWEBBER INCORPORATED
NA
09/18/1985 - 06/25/1986
SHEARSON LEHMAN BROTHERS INC.
NA
07/26/1984 - 09/09/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/24/2001
Series 4 - Registered Options Principal Examination
BC
Issued 09/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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