Unclaimed
Kevin William O'Neil is a securities professional with over 20 years of experience in the financial services industry. Kevin is currently registered with Bbva Securities Inc. in New York, NY, and has been active in the industry since August 15, 2004. Prior to joining Bbva Securities Inc., Kevin held positions with SMBC Nikko Securities America, Inc., Nomura Securities International, Inc., ANZ Securities, Inc., NABSECURITIES, LLC, RBS Securities Inc., and Bear, Stearns & Co. Inc. Kevin holds a variety of licenses and registrations, including Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2024 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
08/26/2022 - 09/25/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
09/22/2021 - 08/26/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/08/2014 - 10/19/2021
ANZ SECURITIES, INC. (NEW YORK NY)
NY
07/11/2013 - 12/03/2014
NABSECURITIES, LLC (NEW YORK NY)
CT
06/23/2008 - 02/04/2013
RBS SECURITIES INC. (STAMFORD CT)
NY
06/30/2003 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 03/27/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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