Unclaimed
Kevin William Nicholas is a financial professional with over 17 years of experience in the industry. Kevin is currently registered with Blue Owl Securities, a firm with a focus on [Add firm focus if available from external source]. Prior to joining Blue Owl Securities, Kevin worked at Invesco Distributors, Inc., Goldman Sachs & Co. LLC, and Sanford C. Bernstein & Co., LLC. Kevin holds licenses including Series 7, Series 31, Series 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2021 - Present
Blue OWL Securities (New York NY)
NY
05/02/2019 - 08/02/2021
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
01/02/2013 - 04/24/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
12/08/2006 - 01/07/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
PA
07/03/2006 - 11/20/2006
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
BOTH
Issued 07/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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