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Kevin William Nicholas

Blue OWL Securities

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About Kevin William Nicholas

Kevin William Nicholas is a financial professional with over 17 years of experience in the industry. Kevin is currently registered with Blue Owl Securities, a firm with a focus on [Add firm focus if available from external source]. Prior to joining Blue Owl Securities, Kevin worked at Invesco Distributors, Inc., Goldman Sachs & Co. LLC, and Sanford C. Bernstein & Co., LLC. Kevin holds licenses including Series 7, Series 31, Series 57TO, and SIE.

Firm Information

Kevin Nicholas is currently registered with Blue OWL Securities. Blue OWL Securities is a Limited Liability Company formed in December 2015. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Blue OWL Securities is registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Nicholas’s Registration & Firm History

NY

08/06/2021 - Present

Blue OWL Securities (New York NY)

NY

05/02/2019 - 08/02/2021

INVESCO DISTRIBUTORS, INC. (NEW YORK NY)

NY

01/02/2013 - 04/24/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

12/08/2006 - 01/07/2013

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

PA

07/03/2006 - 11/20/2006

MORGAN STANLEY DW INC. (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 07/19/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 06/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin William Nicholas.
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