Unclaimed
Kevin William Moore is a registered representative with TP Icap Global Markets Americas LLC in New York, NY. Kevin William Moore has been in the securities industry since May 30, 2000. Kevin William Moore has passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Kevin William Moore is registered with the state of Florida and New Jersey. Kevin William Moore was previously registered with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Prebon Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
09/04/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
10/10/2000 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
05/31/2000 - 02/16/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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