Unclaimed
Kevin William Kelly is a financial advisor with TP Icap Global Markets Americas LLC. He is licensed to sell securities in New Jersey. Kevin has been in the financial services industry since 2005. Kevin has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. He has been registered with TP Icap Global Markets Americas LLC since June 30, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/14/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
05/31/2006 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
05/04/2005 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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