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Kevin William Clausen

Northern Lights Distributors, LLC

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About Kevin William Clausen

Kevin William Clausen is a financial advisor currently registered with Northern Lights Distributors, LLC. Kevin has been in the securities industry since 2004. Kevin has passed the Series 7, Series 24, Series 57TO and SIE exams and holds a Series 66 license. Prior to his current position, Kevin has held positions at D.A. Davidson & Co. and Keybanc Capital Markets Inc.

Firm Information

Kevin Clausen is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Clausen’s Registration & Firm History

NE

07/20/2023 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

OR

04/11/2017 - 06/20/2023

D.A. DAVIDSON & CO. (PORTLAND OR)

OR

09/12/2016 - 04/17/2017

KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)

OR

07/19/2004 - 09/14/2016

D.A. DAVIDSON & CO. (LAKE OSWEGO OR)

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Licenses & Designations

BOTH

Issued 07/23/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 03/08/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin William Clausen.
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