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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Wesley Schmidt is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Indianapolis, IN. Kevin has been in the industry since 1978 and has a wide range of experience and expertise. Kevin holds a variety of licenses and registrations, including Series 7, 24, 51, 53, 63 and 65, as well as registrations in multiple states. Kevin has previously worked with several firms including City Securities Corporation, NatCity Insurance Services, Inc., NatCity Investments, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Raffen-sperger, Hughes & Co., Inc. and Edward D. Jones & Co., L.P.. In addition to his work as a financial advisor, Kevin is also involved in several community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/02/2019 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
10/17/2000 - 02/28/2017
CITY SECURITIES CORPORATION (ZIONSVILLE IN)
OH
01/04/1999 - 10/05/2000
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
11/07/1995 - 10/05/2000
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
12/17/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
02/03/1988 - 07/10/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NA
03/03/1978 - 11/19/1987
EDWARD D. JONES & CO., L.P.
IA
Issued 04/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2010
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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