Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Wentworth is a financial advisor with Avantax Investment Services, Inc. in Dallas, TX. Kevin has been in the financial services industry since 2005. Kevin holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Prior to joining Avantax Investment Services, Inc., Kevin worked at MFD Distributor, LLC, Cavanal Hill Distributors, Inc, Morgan Stanley Distribution, Inc., Highland Capital Funds Distributor, Inc., Nexbank Securities Inc, Hartford Investment Financial Services, LLC, Hartford Life Distributors, LLC, J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/01/2022 - Present
Avantax Investment Services, Inc. (DALLAS TX)
WI
04/02/2020 - 11/17/2020
MFD DISTRIBUTOR, LLC (MADISON WI)
OK
11/29/2018 - 03/04/2020
CAVANAL HILL DISTRIBUTORS, INC, (Tulsa OK)
TX
06/24/2014 - 07/04/2017
MORGAN STANLEY DISTRIBUTION, INC. (DALLAS TX)
TX
01/02/2014 - 02/04/2014
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
06/03/2013 - 12/31/2013
NEXBANK SECURITIES INC (DALLAS TX)
PA
12/03/2012 - 02/15/2013
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
CT
03/05/2012 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
OH
01/03/2011 - 03/06/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
OH
10/19/2001 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IA
Issued 11/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Wentworth is the right advisor for you? Invested Better is here to help.
