Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Smith is a financial advisor with Cetera Investment Advisers LLC. Kevin has been in the financial industry since January 20, 1994. Kevin has been a registered representative since 1994. Kevin is also a Registered Investment Advisor (RIA) in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/03/2022 - Present
Cetera Investment Advisers LLC (DUNEDIN FL)
FL
08/31/1998 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (DUNEDIN FL)
CO
01/21/1994 - 09/08/1998
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
FL
04/05/1995 - 04/07/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BC
Issued 12/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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