Unclaimed
Kevin Wayne Figg is a financial advisor who has been in the industry since October 4, 2017. Kevin is registered with Raymond James Financial Services Advisors, Inc. Kevin is also registered in 18 states for securities and investment advisory services, including Nebraska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Montana, Nevada, North Carolina, North Dakota, Ohio, Oregon, South Dakota, Tennessee, Texas, and Wyoming. Prior to joining Raymond James, Kevin was employed by WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
08/01/2018 - Present
Raymond James Financial Services Advisors, Inc. (SCOTTSBLUFF NE)
NE
09/25/2017 - 07/20/2018
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSBLUFF NE)
BOTH
Issued 10/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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