Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Wayne Berglund is a financial advisor at LPL Financial LLC. Kevin has been in the financial industry since February 25, 1990. Kevin has a wide range of experience, including serving as a financial advisor for several companies, including Century Investors of America, Inc., Equitable Variable Life Insurance Company, Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Kevin holds the following licenses: Series 6, Series 7, Series 22, Series 24, Series 26, Series 63, and Series 65. Kevin is also a Registered Representative and Investment Advisor Representative. Kevin is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/13/1996 - Present
LPL Financial LLC (LITCHFIELD PARK AZ)
NA
09/05/1991 - 04/03/1992
CENTURY INVESTORS OF AMERICA, INC.
NY
07/25/1988 - 08/12/1991
EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/24/1988 - 08/12/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/23/1988 - 08/12/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/26/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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