Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Ward is a financial advisor with Etc Brokerage Services, LLC. Kevin has been in the industry since 2018 and has a broad range of experience in the financial services industry. Kevin holds Series 7, 9, 10, 27, 63 and 66 licenses. Kevin is registered in Ohio and Texas. Kevin previously worked at Oppenheimer & Co. Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/10/2021 - Present
ETC Brokerage Services, LLC (DALLAS TX)
IL
10/01/2020 - 04/23/2021
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
12/11/2018 - 10/06/2020
J.P. MORGAN SECURITIES LLC (Chicago IL)
BOTH
Issued 03/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/11/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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