Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Waldeck is a financial professional with over 30 years of experience in the industry. Kevin is currently registered with Invesco Distributors, Inc., a leading provider of investment products and services. Kevin is also registered in multiple states. Prior to his current role, Kevin worked at Morgan Stanley Distribution, Inc., Wells Fargo Funds Distributor, LLC, Evergreen Investment Services, Inc., SEI Investments Distribution Co., Wells Fargo Securities Inc., Stephens Inc., Phoenix Securities, Inc., CAI Securities Corporation, AGS Securities Corporation, PSI Securities Corporation, and First Investors Corporation. Kevin holds the Series 6, 7, 22, and 63 licenses. Kevin is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/05/2023 - Present
Invesco Distributors, Inc. (ATLANTA GA)
CA
09/30/2010 - 04/05/2023
MORGAN STANLEY DISTRIBUTION, INC. (San Francisco CA)
CA
01/04/2010 - 09/13/2010
WELLS FARGO FUNDS DISTRIBUTOR, LLC (SAN FRANCISCO CA)
NC
01/12/2005 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
10/02/1997 - 11/29/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
CA
06/27/1997 - 09/09/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AR
04/21/1993 - 04/14/1997
STEPHENS INC. (LITTLE ROCK AR)
CA
10/29/1990 - 04/05/1993
PHOENIX SECURITIES, INC. (SAN RAFAEL CA)
CO
06/12/1990 - 03/18/1993
CAI SECURITIES CORPORATION (LAKEWOOD CO)
CA
02/06/1990 - 04/04/1990
AGS SECURITIES CORPORATION (SAN MATEO CA)
CA
02/09/1988 - 12/20/1989
PSI SECURITIES CORPORATION (GLENDALE CA)
NA
10/20/1987 - 02/27/1988
FIRST INVESTORS CORPORATION
BC
Issued 03/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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