Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Wakefield Smith is a financial advisor with Principal Securities, Inc. Kevin has been in the financial services industry for over 16 years. Kevin holds Series 6, 63, and 65 licenses and the SIE exam. Kevin has a background in insurance and is a board member of the Georgia Associate of Health Underwriters. Kevin is also associated with Focused Financial Group. Kevin is a registered Investment Advisor Representative in the state of Georgia and has a total of 10 active registrations in multiple states including Alabama, Arizona, Florida, Michigan, New Jersey, North Carolina, South Carolina, and Virginia. Kevin has experience providing financial planning, pension consulting, and educational seminars to a wide range of clients including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
GA
07/13/2017 - Present
Principal Securities, Inc. (Atlanta GA)
NA
04/18/1986 - 12/13/1989
WALNUT STREET SECURITIES, INC.
NA
08/23/1984 - 03/13/1986
NML EQUITY SERVICES, INC.
IA
Issued 06/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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