Unclaimed
Kevin Harper is a financial advisor with RFG Advisory, LLC. Kevin has been in the financial services industry since 1996. Kevin has a wide range of experience, working with clients including high-net-worth individuals, corporations, and individuals other than high-net-worth. Kevin is a Certified Financial Planner and holds multiple licenses and certifications, including Series 7, Series 10, Series 31, Series 52, Series 63, and Series 65. Kevin has worked with Ameriprise Financial Services, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/25/2018 - Present
RFG Advisory, LLC (BIRMINGHAM AL)
AL
05/15/2015 - 06/08/2018
LPL FINANCIAL LLC (VESTAVIA HILLS AL)
AL
10/05/2009 - 05/28/2015
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
02/11/2000 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BIRMINGHAM AL)
NC
06/12/1998 - 02/01/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MI
10/24/1995 - 04/21/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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