Unclaimed
Kevin Wade Gainey is a registered representative with Thompson Davis & CO., Inc. and is licensed to sell securities in Virginia. Kevin Gainey joined Thompson Davis & CO., Inc. in February 2017, and has over 6 years of experience in the financial services industry. Kevin Gainey is a Series 7, Series 86, Series 87 and SIE licensed professional. Thompson Davis & CO., Inc. offers various investment advisory services such as portfolio management for individuals, businesses, and pooled investment vehicles, financial planning, and selection of other advisors. The firm's client base is primarily high net worth individuals, with a total of $159,456,586 in assets under management. Thompson Davis & CO., Inc. has been in business since 1997 and has been registered with the SEC since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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VA
02/21/2017 - Present
Thompson Davis & CO., Inc. (RICHMOND VA)
BC
Issued 03/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/19/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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