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Kevin W Phillips

PEI Global Partners LLC

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About Kevin W Phillips

Kevin W Phillips is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with PEI Global Partners LLC in New York and Florida. Kevin has a strong background in investment banking and has held positions at several prominent firms, including Cantor Fitzgerald & Co., Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, FBR Capital Markets & Co., Lazard Freres & Co. LLC, and Credit Suisse First Boston Corporation. Kevin is a Series 7, Series 24, Series 63, and SIE licensed professional and has demonstrated expertise in various aspects of the financial services industry.

Firm Information

Kevin Phillips is currently registered with PEI Global Partners LLC. PEI Global Partners LLC is a Limited Liability Company formed in Florida on February 27, 2018. The firm is registered in six states, including Florida, Idaho, New York, South Carolina, Tennessee, and Texas. It also holds one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Phillips’s Registration & Firm History

NY

03/01/2022 - Present

PEI Global Partners LLC (New York NY)

NY

04/05/2018 - 09/17/2021

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

06/24/2014 - 04/18/2018

JEFFERIES LLC (NEW YORK NY)

NY

11/16/2010 - 04/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/19/2009 - 09/23/2010

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

08/12/2006 - 04/29/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

08/09/2002 - 05/12/2006

LAZARD FRERES & CO. LLC (CHICAGO IL)

NY

09/26/2000 - 07/10/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin W Phillips.
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