Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin O'Keefe has over 30 years of experience in the financial services industry. Kevin is currently registered with Ameriprise Financial Services, LLC and is licensed to offer securities and investment advisory services in various states. Before Ameriprise Financial Services, LLC, Kevin worked at Morgan Stanley and Citigroup Global Markets Inc., where he provided wealth management and investment services to clients. Kevin specializes in helping individuals, families, and businesses develop and implement personalized financial plans. He is also experienced in providing investment management, retirement planning, and estate planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/07/2018 - Present
Ameriprise Financial Services, LLC (Seattle WA)
WA
06/01/2009 - 08/06/2018
MORGAN STANLEY (SEATTLE WA)
WA
03/18/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
NY
02/22/2000 - 01/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
02/02/1995 - 02/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
05/10/1993 - 02/07/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
09/04/1990 - 05/20/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
04/23/1990 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NY
05/05/1989 - 04/27/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/23/1988 - 05/17/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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