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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Vaughn Kepler is a financial advisor with Coldstream Wealth Management, a firm that manages over $10 billion in assets. Kevin Vaughn Kepler has been working in the financial industry since 2013 and is licensed in Texas and Washington. Kevin Vaughn Kepler is a registered representative and investment advisor representative, and he has a Series 6, Series 7, and Series 63 license. Kevin Vaughn Kepler also holds a Series 65 license, making him qualified to provide investment advice in both Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Project by project basis
1
2
WA
10/02/2023 - Present
Coldstream Wealth Management (Kirkland WA)
WA
10/08/2014 - 10/03/2023
NYLIFE SECURITIES LLC (KIRKLAND WA)
WA
02/01/2013 - 09/17/2014
NYLIFE SECURITIES LLC (BELLEVUE WA)
IA
Issued 01/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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