Unclaimed
Kevin Troy Sparks is a registered representative at Mufg Securities Americas Inc. Kevin has been in the industry since August 1, 2017. Kevin is a Series 63, SIE and Series 79 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 05/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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