Unclaimed
Kevin Dunn is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC. Kevin Dunn has held previous positions at several firms, including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated. Kevin Dunn's registrations include Series 7, 5, 63, 66 and 24. Kevin Dunn is a licensed financial advisor in Connecticut, Florida, New Jersey, New York and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/17/2022 - Present
Wells Fargo Clearing Services, LLC (ANSONIA CT)
NY
03/31/2015 - 06/16/2022
J.P. MORGAN SECURITIES LLC (WHITE PLAINS NY)
NY
06/05/2012 - 03/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
03/24/2011 - 03/23/2012
G-2 TRADING,LLC (NEW YORK NY)
NY
02/12/2010 - 03/24/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NJ
10/09/2009 - 01/27/2010
VANDHAM SECURITIES CORP. (PARK RIDGE NJ)
NY
06/07/2007 - 12/04/2007
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
05/16/2005 - 06/08/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/23/1998 - 05/03/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
12/06/1995 - 04/16/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
01/01/1992 - 11/13/1995
ALEX. BROWN & SONS INCORPORATED
NY
04/30/1991 - 11/12/1991
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
10/11/1989 - 04/30/1991
MABON, NUGENT & CO.
NY
07/07/1986 - 08/22/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/23/1981 - 07/25/1986
E. F. HUTTON & COMPANY INC
BOTH
Issued 07/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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