Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thompson is a financial professional with over 30 years of experience in the industry. Kevin is currently registered with TP Icap Global Markets Americas LLC. Kevin has also held previous roles at ICAP CORPORATES LLC, ICAP SECURITIES USA LLC and GARBAN LLC. Kevin has passed a number of industry exams including the Series 7, Series 24, Series 72 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
11/28/2008 - 07/06/2022
ICAP CORPORATES LLC (NEW YORK NY)
NY
02/19/2002 - 07/06/2022
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
10/22/1987 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NJ
07/10/1995 - 08/07/2001
GARBAN SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 10/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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