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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas Wareham is a financial advisor in Boston, Massachusetts. Kevin is registered with Fidelity Personal and Workplace Advisors, Fidelity Brokerage Services LLC and Wells Fargo Investments, LLC. Kevin has over 28 years of experience in the financial services industry. Kevin's professional experience includes roles at Fidelity Personal and Workplace Advisors, Wells Fargo Investments, LLC and Royal Alliance Associates, Inc. Kevin has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
UT
07/23/2003 - 03/20/2006
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
AZ
03/12/2003 - 06/11/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
RI
01/21/1994 - 11/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 1/16/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 1/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 9/9/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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