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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas Wareham is a financial advisor with Fidelity Personal and Workplace Advisors. Kevin has been in the financial industry since 1994, and has a wide range of experience. Kevin has passed the Series 6, 7, 10, 63, 65, and 66 exams. Kevin is registered in 53 states and has offices in Salt Lake City, Utah and Boston, Massachusetts. Kevin has worked with Wells Fargo Investments, LLC and Royal Alliance Associates, Inc. in the past. Kevin specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
07/23/2003 - 03/20/2006
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
AZ
03/12/2003 - 06/11/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
RI
01/21/1994 - 11/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 01/16/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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