Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas Stewart is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with HSBC Securities (USA) Inc. in California and New York. Kevin has held previous roles at ICAP Electronic Broking LLC, Foreside Distribution Services, L.P., Foreside Fund Services, LLC, SWS Financial Services, Scudder Investor Services, Inc., and Scudder Distributors, Inc.. Kevin has a wide range of experience in the financial industry, including securities, investment company products, and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
12/01/2014 - Present
Hsbc Securities (usa) Inc. (San Francisco CA)
NY
07/03/2012 - 04/29/2014
ICAP ELECTRONIC BROKING LLC (NEW YORK NY)
CA
12/18/2008 - 02/10/2012
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
ME
09/25/2008 - 12/24/2008
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
ME
01/04/2005 - 08/23/2006
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
TX
05/17/2002 - 12/31/2004
SWS FINANCIAL SERVICES (DALLAS TX)
NY
02/13/2002 - 04/19/2002
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IL
08/29/1996 - 04/19/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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