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Kevin Thomas Shanahan

BGC Financial, LP

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About Kevin Thomas Shanahan

Kevin Shanahan is a financial professional with over 28 years of experience in the securities industry. Kevin is currently registered with BGC Financial, LP and has been with the firm since 2009. Kevin holds the Series 7, 55, 57TO, and SIE licenses, and is also registered in Connecticut, Florida, New Jersey, New York, and North Carolina. Kevin previously worked at Tullett Liberty Securities LLC and Chapdelaine Corporate Securities & Co.

Firm Information

Kevin Shanahan is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Shanahan’s Registration & Firm History

NJ

09/28/2009 - Present

BGC Financial, LP (Iselin NJ)

NY

12/03/1997 - 10/26/2009

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NY

07/21/1994 - 12/11/1997

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NY

06/16/1994 - 07/19/1994

CHAPDELAINE & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Thomas Shanahan.
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