Unclaimed
Kevin Roche is a financial advisor who has been in the industry for over 10 years. Kevin is currently registered with Fifth Third Securities, Inc. and is licensed to offer financial products and services in all 50 states. Previously, Kevin has worked for firms including JANNEY MONTGOMERY SCOTT LLC, FIRST NEW YORK SECURITIES L.L.C., and SUNTRUST ROBINSON HUMPHREY, INC. Kevin is dedicated to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
11/02/2015 - Present
Fifth Third Securities, Inc. (ATLANTA GA)
GA
10/19/2012 - 10/08/2015
JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)
GA
06/07/2010 - 09/28/2012
FIRST NEW YORK SECURITIES L.L.C. (ATLANTA GA)
GA
05/08/2008 - 03/18/2010
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 10/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/1/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/7/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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