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Kevin Thomas Roche

Fifth Third Securities, Inc.

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About Kevin Thomas Roche

Kevin Roche is a financial advisor who has been in the industry for over 10 years. Kevin is currently registered with Fifth Third Securities, Inc. and is licensed to offer financial products and services in all 50 states. Previously, Kevin has worked for firms including JANNEY MONTGOMERY SCOTT LLC, FIRST NEW YORK SECURITIES L.L.C., and SUNTRUST ROBINSON HUMPHREY, INC. Kevin is dedicated to providing personalized financial advice and helping clients reach their financial goals.

Firm Information

Kevin Roche is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

3344 PEACHTREE RD NE

ATLANTA, GA 30326

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Roche’s Registration & Firm History

GA

11/02/2015 - Present

Fifth Third Securities, Inc. (ATLANTA GA)

GA

10/19/2012 - 10/08/2015

JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)

GA

06/07/2010 - 09/28/2012

FIRST NEW YORK SECURITIES L.L.C. (ATLANTA GA)

GA

05/08/2008 - 03/18/2010

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 10/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/1/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/7/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Thomas Roche.
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