linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Thomas Roche

Fifth Third Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Thomas Roche

Kevin Thomas Roche is a financial advisor currently working at Fifth Third Securities, Inc. located in Atlanta, Georgia. Kevin has been in the financial industry since September 2008 and has been registered with FINRA since November 2015. Kevin also worked at Janney Montgomery Scott LLC, First New York Securities L.L.C. and SunTrust Robinson Humphrey, Inc. in the past. Kevin is licensed in 52 states and holds the Series 63, Series 24, SIE and Series 7 licenses.

Firm Information

Kevin Roche is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Roche’s Registration & Firm History

GA

11/02/2015 - Present

Fifth Third Securities, Inc. (ATLANTA GA)

GA

10/19/2012 - 10/08/2015

JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)

GA

06/07/2010 - 09/28/2012

FIRST NEW YORK SECURITIES L.L.C. (ATLANTA GA)

GA

05/08/2008 - 03/18/2010

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

Not sure if Kevin Thomas Roche is right for you?

Licenses & Designations

BC

Issued 10/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Thomas Roche.
Not sure if Kevin Thomas Roche is right for you?