Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas O'Connor is a financial professional with over 10 years of experience in the industry. Kevin has held positions at Morgan Stanley & Co. LLC, HSBC Securities (USA) Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin is currently registered with Scotia Capital (usa) Inc. Kevin is a Series 7, Series 99 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/21/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/11/2021 - 04/03/2023
MORGAN STANLEY & CO. LLC (New York NY)
NY
03/16/2012 - 06/19/2019
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
05/29/2002 - 07/01/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2012
Series 99 - Operations Professional Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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