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Kevin Thomas Murphy

Scotia Capital (usa) Inc.

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About Kevin Thomas Murphy

Kevin Thomas Murphy is a financial advisor with over 15 years of experience in the industry. Kevin has a strong background in securities and has held positions at several prominent firms, including JNK Securities Corp., Seaport Global Securities LLC, Mizuho Securities USA LLC, Canaccord Genuity Inc., Cowen and Company, UBS Securities LLC, Madison Williams and Company, and Avian Securities, LLC. Kevin currently works at Scotia Capital (usa) Inc., where he is a registered representative. Kevin holds the Series 7, Series 63, and SIE licenses and is registered in all 50 states.

Firm Information

Kevin Murphy is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Murphy’s Registration & Firm History

NY

10/07/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

06/15/2021 - 10/06/2021

JNK SECURITIES CORP. (NEW YORK NY)

IL

06/08/2021 - 06/14/2021

SEAPORT GLOBAL SECURITIES LLC (CHICAGO IL)

NY

09/22/2015 - 05/11/2021

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

04/02/2014 - 10/02/2015

CANACCORD GENUITY INC. (NEW YORK NY)

NY

05/07/2012 - 04/03/2014

COWEN AND COMPANY (NEW YORK NY)

NY

07/21/2011 - 03/13/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

06/08/2010 - 07/01/2011

MADISON WILLIAMS AND COMPANY (NEW YORK NY)

NY

04/26/2010 - 06/04/2010

AVIAN SECURITIES, LLC (NEW YORK NY)

NY

06/13/2007 - 02/19/2010

JNK SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Thomas Murphy.
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