Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas Millett has over 20 years of experience in the securities industry, beginning his career with Drake & Company, Inc. in 1999. Kevin has held various positions, including roles at Hill Thompson Magid, L.P. and Pershing Trading Company, L.P. Kevin is currently employed at Pershing LLC and BNY Mellon Capital Markets, LLC. Kevin is a licensed securities representative, holding Series 7, 24, 52, 55, 57, and 63 licenses, allowing Kevin to offer a variety of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2024 - Present
Pershing LLC (NEW YORK NY)
NJ
09/09/2005 - 01/07/2014
PERSHING LLC (JERSEY CITY NJ)
NJ
04/16/2003 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
03/22/2000 - 04/14/2003
HILL THOMPSON MAGID, L.P. (JERSEY CITY NJ)
NY
12/08/1999 - 03/07/2000
DRAKE & COMPANY, INC. (NEW YORK NY)
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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