Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCauley is a financial advisor who has been in the industry since May 21, 1996. Kevin is currently registered with Cambridge Investment Research Advisors, Inc., and has been with the firm since October 2008. Kevin is also registered as an investment advisor representative in New Jersey and Texas. Kevin has a broad range of experience and holds several licenses and designations, including Series 7, Series 24, Series 31, Series 52, Series 63, and Series 65. Kevin is committed to providing clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
07/18/2019 - Present
Cambridge Investment Research Advisors, Inc. (Cherry Hill NJ)
PA
04/02/2007 - 11/03/2008
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
12/03/1998 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
MI
05/22/1996 - 12/18/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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