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Kevin Thomas McCaffrey

Virtu Americas LLC

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About Kevin Thomas McCaffrey

Kevin McCaffrey is a financial advisor with over 28 years of experience in the industry. Kevin is currently registered with Virtu Americas LLC. Kevin has held previous roles with VIRTU ITG LLC, KNIGHT CAPITAL AMERICAS, L.P., and HERZOG, HEINE, GEDULD, LLC. Kevin holds the Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7 licenses.

Firm Information

Kevin McCaffrey is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McCaffrey’s Registration & Firm History

MA

07/02/2012 - Present

Virtu Americas LLC (BOSTON MA)

NY

04/17/2019 - 08/03/2020

VIRTU ITG LLC (NEW YORK NY)

NJ

10/24/2001 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

07/01/1994 - 10/24/2001

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/30/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Thomas McCaffrey.
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