Unclaimed
Kevin Thomas Marino is a financial professional with over 30 years of experience in the financial services industry. Kevin is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Kevin has previously held positions at BlueRock Capital Markets LLC, Infinex Investments, Inc., MML Distributors, LLC, and Phoenix Equity Planning Corporation. Kevin holds the Series 7, Series 63, and Series 65 licenses as well as the Securities Industry Essentials (SIE) exam. Kevin is also registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/02/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
11/04/2010 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
CT
06/19/2006 - 06/03/2009
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
08/08/1990 - 06/01/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
06/20/1989 - 12/15/1989
VANDERBILT SECURITIES, INC.
IA
Issued 11/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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