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Kevin Thomas Marino

THE Leaders Group, Inc.

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About Kevin Thomas Marino

Kevin Thomas Marino is a financial professional with over 30 years of experience in the financial services industry. Kevin is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Kevin has previously held positions at BlueRock Capital Markets LLC, Infinex Investments, Inc., MML Distributors, LLC, and Phoenix Equity Planning Corporation. Kevin holds the Series 7, Series 63, and Series 65 licenses as well as the Securities Industry Essentials (SIE) exam. Kevin is also registered in Massachusetts.

Firm Information

Kevin Marino is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Marino’s Registration & Firm History

CO

01/03/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

11/02/2016 - 01/28/2020

BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)

CT

11/04/2010 - 10/21/2016

INFINEX INVESTMENTS, INC. (MERIDEN CT)

CT

06/19/2006 - 06/03/2009

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

08/08/1990 - 06/01/2006

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

NA

06/20/1989 - 12/15/1989

VANDERBILT SECURITIES, INC.

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Licenses & Designations

IA

Issued 11/11/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Thomas Marino.
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