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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Fles is a financial advisor with Cetera Investment Advisers LLC. Kevin has been in the financial services industry since 2004 and has experience in providing financial advice to individuals, businesses, and institutions. Kevin is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative (IAR) and with FINRA as a General Securities Representative (Series 7). Kevin also holds the Series 6, Series 63, and SIE licenses. Kevin is based in Sikeston, Missouri. Kevin provides a wide range of financial services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
03/21/2024 - Present
Cetera Investment Advisers LLC (SIKESTON MO)
MO
07/27/2007 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (SIKESTON MO)
MO
02/27/2006 - 06/14/2007
UVEST FINANCIAL SERVICES GROUP, INC. (POPLAR BLUFF MO)
MO
01/04/2005 - 11/28/2005
SCOTTRADE, INC. (ST. LOUIS MO)
NJ
03/19/2004 - 11/23/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
01/12/2004 - 02/13/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
Issued 04/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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