Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thomas Flaherty is a financial advisor at LPL Financial LLC. Kevin has been in the industry since 1988 and holds the Series 6 and Series 63 licenses as well as the SIE exam. Kevin is registered with the state of California, Massachusetts, and Rhode Island. Previously, Kevin was a financial advisor at Transamerica Investors Securities Corporation, Transamerica Securities Sales Corporation, Putnam Mutual Funds Corp., MetLife Securities Inc., and Metropolitan Life Insurance Company. Kevin specializes in working with individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/25/2015 - Present
LPL Financial LLC (SOMERSET MA)
MA
02/01/2003 - 04/24/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (NEEDHAM MA)
CA
01/11/2000 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MA
08/13/1993 - 09/09/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
MA
01/25/1988 - 06/23/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/25/1988 - 06/23/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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