Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Fieldman is a financial professional with over 30 years of experience in the industry. He is currently registered with Capfinancial Securities, LLC and previously worked for several other firms, including Transamerica Investors Securities Corporation, NFP Securities, Inc., TIAA-CREF Individual & Institutional Services, LLC, A.G. Edwards & Sons, Inc., Scudder Distributors, Inc., Kemper Financial Services, Inc. and Selected Financial Services, Inc. Kevin is licensed to provide investment advice and sell securities in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/28/2015 - Present
Capfinancial Securities, LLC (RALEIGH NC)
IL
04/04/2011 - 03/04/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CHICAGO IL)
IL
11/09/2007 - 03/04/2011
NFP SECURITIES, INC. (ITASCA IL)
IL
06/24/2003 - 08/02/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)
MO
11/06/2002 - 06/19/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
02/01/1995 - 11/27/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NA
11/03/1993 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
NA
12/03/1991 - 06/04/1993
SELECTED FINANCIAL SERVICES, INC.
BOTH
Issued 11/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Fieldman is the right advisor for you? Invested Better is here to help.
