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Kevin Thomas Clare

Third Seven Capital LLC

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About Kevin Thomas Clare

Kevin Clare is a financial advisor with over 30 years of experience in the industry. Kevin has held senior roles at several prominent firms including J.P. Morgan Securities Inc., CRT Capital Group LLC, and Waypoint Direct Investments, LLC. Kevin is currently a registered representative with Third Seven Capital LLC.

Firm Information

Kevin Clare is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Clare’s Registration & Firm History

NY

05/09/2022 - Present

Third Seven Capital LLC (NEW YORK NY)

CT

06/25/2014 - 07/01/2021

WAYPOINT DIRECT INVESTMENTS, LLC (STAMFORD CT)

CT

06/02/2009 - 04/11/2014

CRT CAPITAL GROUP LLC (STAMFORD CT)

CA

02/07/2005 - 09/09/2008

COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)

NY

07/15/1997 - 02/01/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/10/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

10/15/1991 - 08/05/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

12/10/1986 - 09/12/1991

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NA

03/06/1986 - 12/08/1986

WERTHEIM & CO., INC.

NA

10/25/1984 - 03/27/1986

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 08/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/30/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/15/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2006

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Thomas Clare.
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