Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Cassidy is a financial advisor who has been in the industry since 2010. Kevin is registered with Charles Schwab & CO., Inc. in Indiana as both a Broker-Dealer and an Investment Advisor Representative. Kevin is also registered as a Broker-Dealer in 51 other states. Kevin has a wide range of experience, having previously worked at Charles Schwab & CO., Inc. in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
07/31/2018 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
TX
05/14/1998 - 11/09/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 07/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2018
Series 4 - Registered Options Principal Examination
BC
Issued 07/14/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kevin Cassidy is the right advisor for you? Invested Better is here to help.
