Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Brock is a financial advisor with First Citizens Investor Services, Inc. and First Citizens Asset Management, Inc. in Seneca, SC. Kevin has been in the financial services industry since March 21, 2008. Kevin is registered with the following states: Alabama, California, Florida, Georgia, Michigan, New Jersey, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia. Kevin holds the following licenses: Series 6, Series 7, Series 26, Series 63, and Series 65. Kevin is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
09/06/2017 - Present
First Citizens Investor Services, Inc. (Seneca SC)
SC
03/25/2017 - 09/05/2017
MML INVESTORS SERVICES, LLC (Anderson SC)
SC
09/22/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Anderson SC)
SC
03/26/2007 - 09/25/2007
SUNTRUST INVESTMENT SERVICES, INC. (GREENVILLE SC)
IA
Issued 04/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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