Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Backus is a financial professional with over 10 years of experience in the securities industry. Kevin has a strong track record of success in providing financial advice and investment management services to clients. Kevin is currently registered with The Vertical Group, a financial services firm based in Red Bank, New Jersey. Kevin has previously held positions at BGC Financial, L.P., Ticonderoga Securities LLC, Soleil Securities Corporation, S.J. Levinson & Sons LLC, Albert Fried & Company, LLC and Salomon Smith Barney Inc. Kevin holds Series 7, Series 55 and Series 63 licenses. Kevin's clients include individuals, families and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/22/2022 - Present
THE Vertical Group (RED BANK NJ)
NY
05/04/2012 - 07/13/2017
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
02/23/2010 - 01/31/2012
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
07/05/2011 - 10/14/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
10/24/2007 - 02/22/2010
S.J. LEVINSON & SONS LLC (PURCHASE NY)
NY
03/14/2007 - 01/18/2008
ALBERT FRIED & COMPANY, LLC (PURCHASE NY)
NY
01/02/2001 - 05/30/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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