Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Adams is a financial advisor who has been in the industry since May 1997. Kevin is currently registered with Janney Montgomery Scott LLC in Pittsburgh, PA and has been with the firm since July 2017. Kevin is also registered in Texas. Previously, Kevin was with Oppenheimer & Co. Inc., RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Wachovia Securities, LLC, and Salomon Smith Barney Inc. Kevin has a wide range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
01/29/2019 - Present
Janney Montgomery Scott LLC (PITTSBURGH PA)
PA
05/29/2015 - 07/28/2017
OPPENHEIMER & CO. INC. (MONROEVILLE PA)
PA
09/27/2012 - 06/17/2015
RBC CAPITAL MARKETS, LLC (SEWICKLEY PA)
PA
03/08/2011 - 09/20/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
PA
06/01/2009 - 03/11/2011
MORGAN STANLEY SMITH BARNEY (PITTSBURGH PA)
PA
01/05/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSBURGH PA)
NY
08/14/2003 - 12/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
02/20/2001 - 08/18/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/11/1997 - 03/06/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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