Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin T. Wood has been working in the financial industry since 1981. Kevin is currently a registered representative with Wells Fargo Clearing Services, LLC and holds Series 7, 31, and SIE securities licenses. Kevin is also a Registered Investment Advisor in the state of Virginia. Previously, Kevin worked for Ameriprise Financial Services, LLC and Wells Fargo Advisors, LLC. Kevin has worked for a variety of financial institutions throughout his career, including Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., and Paine Webber Incorporated. Kevin is a financial advisor specializing in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/24/2024 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
VA
04/30/2015 - 07/30/2024
AMERIPRISE FINANCIAL SERVICES, LLC (RICHMOND VA)
VA
09/28/2001 - 05/08/2015
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
NY
02/23/1995 - 10/15/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/06/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
03/23/1981 - 10/20/1987
PAINEWEBBER INCORPORATED
IA
Issued 03/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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